[en] To enable nonline-of-sight (NLoS) sensing and communications, dual-function radar-communications (DFRC) systems have recently proposed employing reconfigurable intelligent surface (RIS) as a reflector in wireless media. However, in the dense environment and higher frequencies, severe propagation and attenuation losses are a hindrance for RIS-aided DFRC systems to utilize wideband processing. To this end, we propose equipping the transceivers with a reconfigurable holographic surface (RHS). Unlike RIS, an RHS is a metasurface with an embedded connected feed deployed at the transceiver for greater control of the radiation amplitude. This surface is crucial for designing compact low-cost wideband wireless systems, wherein ultramassive antenna arrays are required to compensate for the losses incurred by severe attenuation and diffraction. We consider a wideband DFRC system equipped with an RHS at the transmitter and an RIS reflector in the channel. We jointly design the receive filter along with the digital, holographic, and passive beamformers to maximize the worst-case radar signal-to-interference-plus-noise ratio (SINR) while ensuring the communications SINR among all users. For the resulting nonconvex optimization problem, we develop an alternating maximization method to decouple and iteratively solve these subproblems. The resulting nonconvex optimization problem involves maximin objective, constant modulus, and difference of convex constraints. We develop an alternating maximization method to decouple and iteratively solve these subproblems. Numerical experiments demonstrate that the proposed method achieves better radar performance than non-RIS, random-RHS, and randomly configured RIS-aided DFRC systems.
Disciplines :
Ingénierie électrique & électronique
Auteur, co-auteur :
WEI, Tong ; University of Luxembourg > Interdisciplinary Centre for Security, Reliability and Trust (SNT) > SPARC
WU, Linlong ; University of Luxembourg > Interdisciplinary Centre for Security, Reliability and Trust (SNT) > SPARC
Bhavani Shankar, MYSORE RAMA RAO ; University of Luxembourg, Interdisciplinary Centre for Security, Reliability and Trust (SnT), Luxembourg City, Luxembourg
Co-auteurs externes :
no
Langue du document :
Anglais
Titre :
RIS-Aided Wideband Holographic DFRC
Date de publication/diffusion :
2024
Titre du périodique :
IEEE Transactions on Aerospace and Electronic Systems
ISSN :
0018-9251
eISSN :
1557-9603
Maison d'édition :
Institute of Electrical and Electronics Engineers Inc.
T.Wei, L.Wu, K.V. Mishra, and M. R. Bhavani Shankar, "RIS-aided wideband DFRC with reconfigurable holographic surface, " in Proc. IEEE Int. Conf. Acoust. Speech Signal Process., 2023, pp. 1-5.
K. V. Mishra, A. M. Elbir, and A. I. Zaghloul, "Machine learning for metasurfaces design and their applications, " in Advances in Electromagnetics Empowered by Machine Learning, (Electromagnetic Wave Theory and Applications) D. H. Werner and S. D. Campbell, Eds. Hoboken, NJ, USA: Wiley Press, 2022.
Q. Wu and R. Zhang, "Towards smart and reconfigurable environment: Intelligent reflecting surface aided wireless network, " IEEE Commun. Mag., vol. 58, no. 1, pp. 106-112, Jan. 2020.
J. A. Hodge, K. V. Mishra, and A. I. Zaghloul, "Intelligent timevarying metasurface transceiver for index modulation in 6G wireless networks, " IEEE Antennas Wireless Propag. Lett., vol. 19, no. 11, pp. 1891-1895, Nov. 2020.
D. Sievenpiper, L. Zhang, R. F. Broas, N. G. Alexopolous, and E. Yablonovitch, "High-impedance electromagnetic surfaces with a forbidden frequency band, " IEEE Trans. Microw. Theory Techn., vol. 47, no. 11, pp. 2059-2074, Nov. 1999.
H. Zhu, S. Cheung, K. L. Chung, and T. I. Yuk, "Linear-to-circular polarization conversion using metasurface, " IEEE Trans. Antennas Propag., vol. 61, no. 9, pp. 4615-4623, Sep. 2013.
G. Minatti et al., "Modulated metasurface antennas for space: Synthesis analysis and realizations, " IEEE Trans. Antennas Propag., vol. 63, no. 4, pp. 1288-1300, Apr. 2015.
K. V. Mishra, J. A. Hodge, and A. I. Zaghloul, "Reconfigurable metasurfaces for radar and communications systems, " in Proc. URSI Asia-Pacific Radio Sci. Conf., 2019, pp. 1-4.
S. B. Glybovski, S. A. Tretyakov, P. A. Belov, Y. S. Kivshar, and C. R. Simovski, "Metasurfaces: From microwaves to visible, " Phys. Rep., vol. 634, pp. 1-72, 2016.
Z. Esmaeilbeig, K. V. Mishra, and M. Soltanalian, "IRS-aided radar: Enhanced target parameter estimation via intelligent reflecting surfaces, " in Proc. IEEE Sensor Array Multichannel Signal Process. Workshop, 2022, pp. 286-290.
M. Di Renzo et al., "Smart radio environments empowered by reconfigurable intelligent surfaces: How it works, state of research, and the road ahead, " IEEE J. Sel. Areas Commun., vol. 38, no. 11, pp. 2450-2525, Nov. 2020.
Q. Wu and R. Zhang, "Intelligent reflecting surface enhanced wireless network via joint active and passive beamforming, " IEEE Trans. Wireless Commun., vol. 18, no. 11, pp. 5394-5409, Nov. 2019.
S. Buzzi, E. Grossi, M. Lops, and L. Venturino, "Foundations of MIMO radar detection aided by reconfigurable intelligent surfaces, " IEEE Trans. Signal Process., vol. 70, pp. 1749-1763, 2022.
W. Tang et al., "Wireless communications with reconfigurable intelligent surface: Path loss modeling and experimental measurement, " IEEE Trans. Wireless Commun., vol. 20, no. 1, pp. 421-439, Jan. 2021.
K. V. Mishra, A. Chattopadhyay, S. S. Acharjee, and A. P. Petropulu, "OptM3Sec: Optimizing multicast IRS-aided multiantenna DFRC secrecy channel with multiple eavesdroppers, " in Proc. IEEE Int. Conf. Acoust. Speech Signal Process., 2022, pp. 9037-9041.
B. Watson and J. R. Guerci, Non-Line-of-Sight Radar. Norwood, MA, USA: Artech House, 2019.
A. Aubry, A. De Maio, and M. Rosamilia, "Reconfigurable intelligent surfaces for N-LOS radar surveillance, " IEEE Trans. Veh. Technol., vol. 70, no. 10, pp. 10735-10749, Oct. 2021.
H. Ur Rehman, F. Bellili, A. Mezghani, and E. Hossain, "Joint active and passive beamforming design for IRS-assisted multi-userMIMO systems: A VAMP-based approach, " IEEE Trans. Commun., vol. 69, no. 10, pp. 6734-6749, Oct. 2021.
K. V. Mishra, M. B. Shankar, V. Koivunen, B. Ottersten, and S. A. Vorobyov, "Toward millimeter-wave joint radar communications: A signal processing perspective, " IEEE Signal Process. Mag., vol. 36, no. 5, pp. 100-114, Sep. 2019.
A. M. Elbir, K. V. Mishra, M. R. B. Shankar, and S. Chatzinotas, "The rise of intelligent reflecting surfaces in integrated sensing and communications paradigms, " IEEE Netw., to be published, doi: 10.1109/MNET.128.2200446.
Z.-M. Jiang et al., "Intelligent reflecting surface aided dual-function radar and communication system, " IEEE Syst. J., vol. 16, no. 1, pp. 475-486, Mar. 2022.
X.Wang, Z. Fei, J. Huang, and H. Yu, "Joint waveform and discrete phase shift design for RIS-assisted integrated sensing and communication system under cramér-Rao bound constraint, " IEEE Trans. Veh. Technol., vol. 71, no. 1, pp. 1004-1009, Jan. 2022.
T. Wei, L. Wu, K. V. Mishra, and S. M. R. Bhavani, "Simultaneous active-passive beamformer design in IRS-enabled multi-carrier DFRC system, " in Proc. Eur. Signal Process. Conf., 2022, pp. 1007-1011.
A. M. Elbir, K. V. Mishra, and S. Chatzinotas, "Terahertz-band joint ultra-massive MIMO radar-communications:Model-based and model-free hybrid beamforming, " IEEE J. Special Topics Signal Process., vol. 15, no. 6, pp. 1468-1483, Nov. 2021.
R.-B. R. Hwang, "Binary meta-hologram for a reconfigurable holographic metamaterial antenna, " Sci. Rep., vol. 10, no. 1, 2020, Art. no. 8586.
R. Deng et al., "Reconfigurable holographic surfaces for future wireless communications, " IEEE Wireless Commun., vol. 28, no. 6, pp. 126-131, Dec. 2021.
R. Deng, B. Di, H. Zhang, Y. Tan, and L. Song, "Reconfigurable holographic surface-enabled multi-user wireless communications: Amplitude-controlled holographic beamforming, " IEEE Trans.Wireless Commun., vol. 21, no. 8, pp. 6003-6017, Aug. 2022.
F. Gholam, J. Via, and I. Santamaria, "Beamforming design for simplified analog antenna combining architectures, " IEEE Trans. Veh. Technol., vol. 60, no. 5, pp. 2373-2378, Jun. 2011.
M. C. Johnson, S. L. Brunton, N. B. Kundtz, and J. N. Kutz, "Sidelobe canceling for reconfigurable holographicmetamaterial antenna, " IEEE Trans.Antennas Propag., vol. 63, no. 4, pp. 1881-1886, Apr. 2015.
T. Sleasman et al., "Waveguide-fed tunablemetamaterial element for dynamic apertures, " IEEE Antennas Wireless Propag. Lett., vol. 15, pp. 606-609, 2016.
X. Zhang, H. Zhang, H. Zhang, and B. Di, "Holographic radar: Target detection enabled by reconfigurable holographic surfaces, " IEEE Commun. Lett., vol. 27, no. 1, pp. 332-336, Jan. 2023.
B. Di, "Reconfigurable holographic metasurface aided wideband OFDM communications against beam squint, " IEEE Trans. Veh. Technol., vol. 70, no. 5, pp. 5099-5103, May 2021.
S. Zeng, H. Zhang, B. Di, H. Qin, X. Su, and L. Song, "Reconfigurable refractive surfaces: An energy-efficient way to holographic MIMO, " IEEE Commun. Lett., vol. 26, no. 10, pp. 2490-2494, Oct. 2022.
H. Zhang et al., "Holographic integrated sensing and communication, " IEEE J. Sel. Areas Commun., vol. 40, no. 7, pp. 2114-2130, Jul. 2022.
D. Dardari and N. Decarli, "Holographic communication using intelligent surfaces, " IEEE Commun. Mag., vol. 59, no. 6, pp. 35-41, Jun. 2021.
Z. Wan, Z. Gao, F. Gao, M. D. Renzo, and M.-S. Alouini, "Terahertz massive MIMO with holographic reconfigurable intelligent surfaces, " IEEE Trans. Commun., vol. 69, no. 7, pp. 4732-4750, Jul. 2021.
H. Li, W. Cai, Y. Liu, M. Li, Q. Liu, and Q.Wu, "Intelligent reflecting surface enhanced wideband MIMO-OFDM communications: From practical model to reflection optimization, " IEEE Trans. Commun., vol. 69, no. 7, pp. 4807-4820, Jul. 2021.
K. Alhujaili, V. Monga, and M. Rangaswamy, "Transmit MIMO radar beampattern design via optimization on the complex circle manifold, " IEEE Trans. Signal Process., vol. 67, no. 13, pp. 3561-3575, Jul. 2019.
J. Yang, G. Cui, X. Yu, and L. Kong, "Dual-use signal design for radar and communication via ambiguity function sidelobe control, " IEEE Trans. Veh. Technol., vol. 69, no. 9, pp. 9781-9794, Sep. 2020.
S. E. Nai, W. Ser, Z. L. Yu, and H. Chen, "Beampattern synthesis for linear and planar arrays with antenna selection by convex optimization, " IEEE Trans. Antennas Propag., vol. 58, no. 12, pp. 3923-3930, Dec. 2010.
R. Deng, B. Di, H. Zhang, and L. Song, "HDMA: Holographicpattern division multiple access, " IEEE J. Sel. Areas Commun., vol. 40, no. 4, pp. 1317-1332, Apr. 2022.
M. Wang, F. Gao, S. Jin, and H. Lin, "An overview of enhanced massive MIMO with array signal processing techniques, " IEEE J. Sel. Topics Signal Process., vol. 13, no. 5, pp. 886-901, Sep. 2019.
J. Hu, Z. Chen, and J. Luo, "Multi-band reconfigurable holographic surface based ISAC systems: Design and optimization, " in Proc. IEEE Int. Conf. Commun., 2023, pp. 2927-2932, doi: 10.1109/ICC45041.2023.10279416.
P.Wang, J. Fang, X. Yuan, Z. Chen, and H. Li, "Intelligent reflecting surface-assisted millimeter wave communications: Joint active and passive precoding design, " IEEE Trans. Veh. Technol., vol. 69, no. 12, pp. 14960-14973, Dec. 2020.
B. Di, H. Zhang, L. Song, Y. Li, Z. Han, and H. V. Poor, "Hybrid beamforming for reconfigurable intelligent surface based multiuser communications: Achievable rates with limited discrete phase shifts, " IEEE J. Sel. Areas Commun., vol. 38, no. 8, pp. 1809-1822, Aug. 2020.
M. Ding, P. Wang, D. López-Pérez, G. Mao, and Z. Lin, "Performance impact of LoS and NLoS transmissions in dense cellular networks, " IEEE Trans. Wireless Commun., vol. 15, no. 3, pp. 2365-2380, Mar. 2016.
Z. Gao, C. Hu, L. Dai, and Z. Wang, "Channel estimation for millimeter-wave massive MIMO with hybrid precoding over frequency-selective fading channels, " IEEE Commun. Lett., vol. 20, no. 6, pp. 1259-1262, Jun. 2016.
E. Vlachos, G. C. Alexandropoulos, and J. Thompson, "Wideband MIMO channel estimation for hybrid beamforming millimeter wave systems via random spatial sampling, " IEEE J. Sel. Topics Signal Process., vol. 13, no. 5, pp. 1136-1150, Sep. 2019.
E. Shtaiwi, H. Zhang, S. Vishwanath, M. Youssef, A. Abdelhadi, and Z. Han, "Channel estimation approach for RIS assisted MIMO systems, " IEEE Trans.Cogn. Commun. Netw., vol. 7, no. 2, pp. 452-465, Jun. 2021.
Y. Yang, B. Zheng, S. Zhang, and R. Zhang, "Intelligent reflecting surface meetsOFDM: Protocol design and ratemaximization, " IEEE Trans. Commun., vol. 68, no. 7, pp. 4522-4535, Jul. 2020.
Z. Zhang and L. Dai, "A joint precoding framework for wideband reconfigurable intelligent surface-aided cell-free network, " IEEE Trans. Signal Process., vol. 69, pp. 4085-4101, 2021.
S. Zhang and R. Zhang, "Capacity characterization for intelligent reflecting surface aided MIMO communication, " IEEE J. Sel. Areas Commun., vol. 38, no. 8, pp. 1823-1838, Aug. 2020.
L. Wu et al., "A wideband amplifying reconfigurable intelligent surface, " IEEE Trans. Antennas Propag., vol. 70, no. 11, pp. 10623-10631, Nov. 2022.
A. De Maio, S. De Nicola, Y. Huang, S. Zhang, and A. Farina, "Code design to optimize radar detection performance under accuracy and similarity constraints, " IEEE Trans. Signal Process., vol. 56, no. 11, pp. 5618-5629, Nov. 2008.
L. Wu, P. Babu, and D. P. Palomar, "Transmit waveform/receive filter design for MIMO radar with multiple waveform constraints, " IEEE Trans. Signal Process., vol. 66, no. 6, pp. 1526-1540, Mar. 2018.
Z. Cheng, B. Liao, Z. He, Y. Li, and J. Li, "Spectrally compatible waveform design for MIMO radar in the presence of multiple targets, " IEEE Trans. Signal Process., vol. 66, no. 13, pp. 3543-3555, Jul. 2018.
Z. Cheng, Z. He, and B. Liao, "Hybrid beamforming for multi-carrier dual-function radar-communication system, " IEEE Trans. Cogn. Commun. Netw., vol. 7, no. 3, pp. 1002-1015, Sep. 2021.
X. Liu, T. Huang, N. Shlezinger, Y. Liu, J. Zhou, and Y. C. Eldar, "Joint transmit beamforming for multiuser MIMO communications and MIMO radar, " IEEE Trans. Signal Process., vol. 68, pp. 3929-3944, 2020.
Z. Cheng, Z. He, and B. Liao, "Hybrid beamforming design for OFDM dual-function radar-communication system, " IEEE J. Sel. Topics Signal Process., vol. 15, no. 6, pp. 1455-1467, Nov. 2021.
X. Song, D. Zhao, H.Hua, T.X.Han, X.Yang, and J.Xu, "Joint transmit and reflective beamforming for IRS-assisted integrated sensing and communication, " in Proc. IEEE Wireless Commun. Netw. Conf., 2022, pp. 189-194.
R. Liu, M. Li, Y. Liu, Q. Wu, and Q. Liu, "Joint transmit waveform and passive beamforming design for RIS-aided DFRC systems, " IEEE J. Sel. Topics Signal Process., vol. 16, no. 5, pp. 995-1010, Aug. 2022.
M. Hua, Q.Wu, C. He, S. Ma, and W. Chen, "Joint active and passive beamforming design for IRS-aided radar-communication, " IEEE Trans. Wireless Commun., vol. 22, no. 4, pp. 2278-2294, Apr. 2023.
S. Yu, L.-C. Tranchevent, B. De Moor, and Y. Moreau, Rayleigh Quotient-Type Problems in Machine Learning. Berlin, Germany: Springer, 2011, pp. 27-37.
K. Shen, W. Yu, L. Zhao, and D. P. Palomar, "Optimization of MIMO device-to-device networks via matrix fractional programming: A minorization-maximization approach, " IEEE/ACM Trans. Netw., vol. 27, no. 5, pp. 2164-2177, Oct. 2019.
T.Wei, L.Wu, and M. R. B. Shankar, "Jointwaveform and precoding design for coexistence of MIMO radar and MU-MISO communication, " IET Signal Process., vol. 16, no. 7, pp. 788-799, 2022.
A. Aubry, A. De Maio, and M. M. Naghsh, "Optimizing radar waveform and Doppler filter bank via generalized fractional programming, " IEEE J. Sel. Topics Signal Process., vol. 9, no. 8, pp. 1387-1399, Dec. 2015.
J. Song, P. Babu, and D. P. Palomar, "Optimization methods for designing sequences with low autocorrelation sidelobes, " IEEE Trans. Signal Process., vol. 63, no. 15, pp. 3998-4009, Aug. 2015.
M. Grant, S. Boyd, and Y. Ye, "CVX: MATLAB software for disciplined convex programming, " Stanford Univ., Stanford, CA, USA, Tech. Rep., 2009.
A. M. Elbir, K.V. Mishra, S. Chatzinotas, and M. Bennis, "Terahertzband integrated sensing and communications: Challenges and opportunities, " 2022, arXiv:2208.01235.