Humans; Patents as Topic; Inventions; Science; Freedom
Abstract :
[en] Academic freedom is a critical norm of science. Despite the widely postulated importance of academic freedom, the literature attests to a dearth of research on the topic. Specifically, we know little about how academic freedom relates to indicators of societal progress, such as innovation. We address this research gap by empirically assessing the impact of academic freedom on the quantity (patent applications) and quality (patent citations) of innovation output using a comprehensive sample of 157 countries over the 1900-2015 period. We find that improving academic freedom by one standard deviation increases patent applications by 41% and forward citations by 29%. The results are robust across a range of different specifications. Our findings constitute an alarming plea to policymakers: global academic freedom has declined over the past decade for the first time in the last century and our estimates suggest that this decline poses a substantial threat to the innovation output of countries in terms of both quantity and quality.
Research center :
Interdisciplinary Centre for Security, Reliability and Trust (SnT) > EINT-Entrepreneurship, Innovation and New Technology
Disciplines :
Strategy & innovation
Author, co-author :
Audretsch, David B; O'Neill School of Public & Environmental Affairs, Indiana University, Bloomington, IN, United States of America
FISCH, Christian ; University of Luxembourg > Interdisciplinary Centre for Security, Reliability and Trust (SNT) > Entrepreneurship, Innovation, and New Technology (EINT)
Franzoni, Chiara; School of Management, Polytechnic University of Milan, Milan, Italy
Momtaz, Paul P ; TUM School of Management, Technical University of Munich, München, Germany
Vismara, Silvio ; Department of Management, University of Bergamo, Bergamo, Italy
Smith A. (1937). The wealth of nations [1776] (Vol. 11937).
Schumpeter J. (1942). Creative destruction. Capitalism, socialism and democracy, 825, 82–85.
Acemoglu D., Robinson J.A. (2012). Why nations fail: the origins of power, prosperity and poverty. London: Profile Books.
North D.C. (1992). Transaction costs, institutions, and economic performance (pp. 13–15). San Francisco, CA: ICS Press.
Aghion P., Dewatripont M., Stein J. C. (2008). Academic freedom, private-sector focus, and the process of innovation. The RAND Journal of Economics, 39(3), 617–635.
Florida R. (2014). The creative class and economic development. Economic Development Quarterly, 28(3), 196–205.
Merton R.K. (1973). The Sociology of Science: Theoretical and Empirical Investigations. University of Chicago Press.
Polanyi M. (1947). The foundations of academic freedom. The Lancet, 249(6453), 583–586.
Arrow K. (1962). Economic welfare and the allocation of resources for invention. In The rate and direction of inventive activity: Economic and social factors (pp. 609–626). Princeton University Press.
Dasgupta P., David P. A. (1994). Toward a new economics of science. Research Policy, 23(5), 487–521.
Nelson R. R. (1959). The simple economics of basic scientific research. Journal of Political Economy, 67(3), 297–306.
Della Volpe M., Esposito F. (2020). Discursive practices about third mission. A survey from Italian universities official websites. Quality in Higher Education, 26(2), 224–239.
Goduscheit R. C. (2022). No strings attached? Potential effects of external funding on freedom of research. Journal of Business Ethics, 176(1), 1–15.
Quetglas G. M., Grau B. C. (2002). Aspects of university research and technology transfer to private industry. Journal of Business Ethics, 39(1–2), 51–58.
Kenney M. (1987). The ethical dilemmas of university: industry collaborations. Journal of Business Ethics, 6(2), 127–135.
Spannagel J., Kinzelbach K. (2023). The academic freedom index and other new indicators relating to academic space: an introduction. Quality & Quantity, 57, 3969–3989.
European Parliament (2023). State of play of academic freedom in the EU member states: Overview of de facto trends and developments. Available at: https://www.europarl.europa.eu/RegData/etudes/STUD/2023/740231/EPRS_STU(2023)740231_EN.pdf. Last accessed: February 12, 2024.
Stone G.R. (2015). A Brief History of Academic Freedom. In Bilgrami A., Cole J.R. (eds.) Who’s Afraid of Academic Freedom? (pp. 1–9). Columbia University Press.
American Association of University Professors (2024). FAQs on Academic Freedom: what is academic freedom? Available at: https://www.aaup.org/programs/academic-freedom/faqs-academic-freedom. Last accessed: February 12, 2024.
Karran T. (2007). Academic freedom in Europe: a preliminary comparative analysis. Higher Education Policy, 20(3), 289–313.
Pringle T., Woodman S. (2022). Between a rock and a hard place: academic freedom in globalising Chinese universities. The International Journal of Human Rights, 26(10), 1782–1802.
Scholars at Risk (2021). Free to think: 2021 report of the scholars at risk academic freedom monitoring project. Available at: https://www.scholarsatrisk.org/resources/free-to-think-2021. Last accessed: February 12, 2024.
Ndereyimana L. (2021). The history of academic freedom in Africa: issues, challenges and perspectives. Advances in Literary Study, 9(3), 154–158.
Scholars at Risk (2023). Free to think: 2023 report of the scholars at risk academic freedom monitoring project. Available at: https://www.scholarsatrisk.org/resources/free-to-think-2023. Last accessed: February 12, 2024.
Official Journal of the European Union (2022). Opinion of the European Economic and Social Committee on the Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions on a European strategy for universities (COM(2022) 16 final) and the Proposal for a Council Recommendation on building bridges for effective European higher education cooperation (COM(2022) 17 final) (2022/C 290/17). Available at: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52022AE0475. Last accessed: February 12, 2024.
Reichman H. (2019). The future of academic freedom. JHU Press.
Nogrady B. (2021). ‘I hope you die’: how the COVID pandemic unleashed attacks on scientists. Nature, 589(7880), 250–253. https://doi.org/10.1038/d41586-021-02741-x PMID: 34645996
Acemoglu D., Yang D. Y., Zhou J. (2022). Power and the direction of research: evidence from China’s academia. Mimeo.
Broström A., Buenstorf G., McKelvey M. (2021). The knowledge economy, innovation and the new challenges to universities: introduction to the special issue. Innovation: Organization & Management, 23(2), 145–162.
Gibbons M., Limonges C., Nowotny H., Schwartzman S., Peter S., Trow M. (1994). The new production of knowledge. Sage: London. 1994.
Cossette P. (2004). Research integrity: an exploratory survey of administrative science faculties. Journal of Business Ethics, 49(3), 213–234.
Pianezzi D., Nørreklit H., Cinquini L. (2019). Academia after virtue? An inquiry into the moral character (s) of academics. Journal of Business Ethics, 167, 571.
Acs Z. J., Audretsch D. B., Braunerhjelm P., Carlsson B. (2012). Growth and entrepreneurship. Small Business Economics, 39(2), 289–300.
Audretsch D. B., Belitski M. (2013). The missing pillar: the creativity theory of knowledge spillover entrepreneurship. Small Business Economics, 41(4), 819–836.
Audretsch D. B., Feldman M. P. (1996). R&D spillovers and the geography of innovation and production. The American Economic Review, 86(3), 630–640.
Hellmann T., Perotti E. (2011). The circulation of ideas in firms and markets. Management Science, 57 (10), 1813–1826.
Ekboir J. M. (2003). Research and technology policies in innovation systems: zero tillage in Brazil. Research Policy, 32(4), 573–586.
Shaw J. (2022). There and back again: Revisiting Vannevar Bush, the linear model, and the freedom of science. Research Policy, 51(10), 104610.
Behrens T. R., Gray D. O. (2001). Unintended consequences of cooperative research: impact of industry sponsorship on climate for academic freedom and other graduate student outcome. Research Policy, 30(2), 179–199.
Lee Y. S. (1996). ‘Technology transfer’ and the research university: a search for the boundaries of university-industry collaboration. Research Policy, 25(6), 843–863.
Franzoni C., Rossi-Lamastra C (2017). Academic tenure, risk-taking and the diversification of scientific research. Industry & Innovation, 24(7), 691–712.
Athreye S., Kathuria V., Martelli A., Piscitello L. (2023). Intellectual property rights and the international transfer of climate change mitigating technologies. Research Policy, 52(9), 104819.
Veugelers R., Wang J. (2019). Scientific novelty and technological impact. Research Policy, 48(6), 1362–1372.
Griliches Z. (1990). Patent statistics as economic indicators: a survey. Journal of Economic Literature, 28(4), 1661–1707.
De Rassenfosse G., Dernis H., Boedt G. (2014). An introduction to the PATSTAT database with example queries. Australian Economic Review, 47(3), 395–408.
Coppedge M. et al. (2022a) V-Dem codebook v12. Available at: https://www.v-dem.net/static/website/img/refs/codebookv12.pdf. Last accessed: February 8, 2024.
Coppedge M. et al. (2022b) V-Dem methodology v12. Available at: https://v-dem.net/documents/2/methodologyv12.pdf. Last accessed: February 8, 2024.
Edgell A. B., Wilson M. C., Boese V. A., Grahn S. (2020). Democratic legacies: using democratic stock to assess norms, growth, and regime trajectories. V-Dem Working Paper, 100. Available at: https://ssrn.com/abstract=3595957.
Gerring J., Bond P., Barndt W. T., & Moreno C. (2005). Democracy and economic growth: A historical perspective. World politics, 57(3), 323–364.
Gerring J., Thacker S. C., & Alfaro R. (2012). Democracy and human development. The journal of Politics, 74(1), 1–17.
Wang Q. J., Feng G. F., Wang H. J., Chang C. P. (2021). The impacts of democracy on innovation: revisited evidence. Technovation, 108, 102333.
Sargent T. J. (2008). Rational expectations. In Macroeconometrics and Time Series Analysis (pp. 193–201). London: Palgrave Macmillan UK.
Montiel Olea J. L., Pflueger C. E. (2013). A robust test for weak instruments. Journal of Business and Economic Statistics, 31(3), 358–369.
Harding C. (2015). EU criminal law under the area of freedom, security, and justice.
Goldstein A. P., Kearney M. (2020). Know when to fold ‘em: an empirical description of risk management in public research funding. Research Policy, 49(1), 103873.
Rüffin N. (2020). EU science diplomacy in a contested space of multi-level governance: ambitions, constraints and options for action. Research Policy, 49(1), 103842.
Albino-Pimentel J., Dussauge P., El Nayal O. (2022). Intellectual property rights, non-market considerations and foreign R&D investments. Research Policy, 51(2), 104442.
Gao Y., Zang L., Roth A., Wang P. (2017). Does democracy cause innovation? An empirical test of the popper hypothesis. Research Policy, 46(7), 1272–1283.
Block J., Fisch C., Ikeuchi K., Kato M. (2022). Trademarks as an indicator of regional innovation: evidence from Japanese prefectures. Regional Studies, 56(2), 190–209.