[en] Although the practical benefits of forensic DNA phenotyping (FDP) in criminal investigations remain unclear, this emerging forensic technology is the subject of increasing interest from various European stakeholders. However, the risks that the technology poses to data privacy, as well as its negative impact on racialized sub-populations are well documented. Yet, we argue that the abstract nature of the current legal framework and judicial review allows predictive technologies with uncertain outcomes, such as FDP, to still be considered socially desirable while normalizing their adverse consequences on human rights and social equity. We also argue that criminal law and criminal sciences are in a synergistic relationship in which the reification of socially constructed categories of deviancy by forensic technologies contributes to the legitimization of the repressive apparatus, which in turn calls for the use of more investigative tools despite their inherent pitfalls or limits. We conclude with the need to be mindful of this phenomenon when analysing the social costs attached to emerging forensic technologies, as well as to request disclosure from public authorities of comprehensive data regarding its concrete benefits.
Précision sur le type de document :
Compte rendu
Disciplines :
Droit pénal & procédure pénale Génétique & processus génétiques
Auteur, co-auteur :
COQUET, Margaux ; University of Luxembourg > Faculty of Law, Economics and Finance (FDEF) > Department of Law (DL)
TERRADO ORTUNO, Nuria ; University of Luxembourg > Luxembourg Centre for Systems Biomedicine > Bioinformatics Core > Team Patrick MAY
Co-auteurs externes :
no
Langue du document :
Anglais
Titre :
Forensic DNA phenotyping: Privacy breach, bias reification and the pitfalls of abstract assessments of rights
Date de publication/diffusion :
26 septembre 2023
Titre du périodique :
International Journal of Police Science and Management
Adam C Cauchie J-F Devresse M-S, et al. (2014) Et une fois de plus, c’est un étranger qui a fait le coup! In: Crime, justice et lieux communs, une Introduction à la criminologie. Brussels: Larcier, 103–116.
Alexander M (2012) The New Jim Crow: Mass Incarceration in the Age of Colorblindness. New York: The New Press.
Andenaes J (1952) General prevention. Illusion or reality? The Journal of Criminal Law, Criminology and Police Science 43(2): 176–198.
Angers A Fabbri J Querci M, et al. (2021) Whole genome sequencing and forensics genomics. Technical Report, Joint Research Center, European Commission.
Atwood L Raymond J Sears A, et al. (2021) From identification to intelligence: an assessment of the suitability of forensic DNA phenotyping service providers for use in Australian law enforcement casework. Frontiers in Genetics 11: 568–701.
Bartram I Plümecke T Schultz S (2022) Genetic racial profiling: extended DNA analyses and entangled processes of discrimination. Science & Technology Studies 35(3): 44–69.
Berghuis AC (1989) La prévention générale: limites et possibilités. In: Tsitsoura A (ed.) Les objectifs de la sanction pénale. En hommage à lucien slachmuylder. Brussels: Bruylant, 93.
Bohlander M (2009) Principles of German Criminal Law. Oxford: Hart.
Bradbury C Köttgen A Staubach F (2019) Off-target phenotypes in forensic DNA phenotyping and biogeographic ancestry inference: a resource. Forensic Science International: Genetics 38: 93–104.
Butcher KF Piehl AM (1999) Cross-city evidence on the relationship between immigration and crime. Journal of Policy Analysis and Management 17(3): 457–493.
Butler JM Coble MD Vallone PM (2007) STRs vs. SNPs: thoughts on the future of forensic DNA testing. Forensic Science, Medicine, and Pathology 3(3): 200–205.
Canales Serrano A (2020) Forensic DNA phenotyping: a promising tool to aid forensic investigation. Current situation. Spanish Journal of Legal Medicine 46(4): 183–190.
Chaitanya L Breslin K Zuñiga S, et al. (2018) The HIrisPlex-S system for eye, hair, and skin colour prediction from DNA: introduction and forensic developmental validation. Forensic Science International: Genetics 35: 123–135.
Chow-White PA Duster T (2011) Do health and forensic DNA databases increase racial disparities? PLOS Medicine 8(10): e1001100.
Coquet M (2021) L’abolition du système penal. PhD thesis, University Jean Moulin, France.
Dabas P Jain S Khajuria H, et al. (2022) Forensic DNA phenotyping: inferring phenotypic traits from crime scene DNA. Journal of Forensic and Legal Medicine 88: 102351.
Davis AY (2003) Are Prisons Obsolete?. New York: Seven Stories Press.
Eichelberger R Barnes JC (2015) Biosocial criminology. In: The Encyclopaedia of Crime and Punishment. Hoboken: Wiley, 1–8.
Ewens WJ (2001) In: Brenner S and Miller JH (eds) Encyclopaedia of Genetics. Cambridge (USA): Academic Press, 855–856.
Fassin D (2001) The biopolitics of otherness: undocumented foreigners and racial discrimination in French public debate. Anthropology Today 17(1): 3–7.
Fassin D (2013) Enforcing Order: An Ethnography of Urban Policing. Cambridge: Polity Press.
Feresin E (2009) Lighter sentence for murderer with ‘bad genes.’ Nature, 30 October.
Forzano F Borry P Cambon-Thomsen A, et al. (2010) Italian Appeal Court: a genetic predisposition to commit murder? European Journal of Human Genetics 18(5): 519–521.
Foucault M (1973) La Société punitive. Paris: Editions Seuil.
Foucault M (1975) Surveiller et punir: naissance de la prison. Paris: Gallimard.
Frederici S (2004) Caliban and the Witch. New York: Autonomedia.
Frudakis TN (2008) Molecular Photofitting: Predicting Ancestry and Phenotype Using DNA. Cambridge (USA): Academic Press.
Goddard ME Kemper KE MacLeod IM, et al. (2016) Genetics of complex traits: prediction of phenotype, identification of causal polymorphisms and genetic architecture. Proceedings of the Royal Society B 283(1835): 20160569.
Go Fair (2022) FAIR Data Principles. Available at: https://www.go-fair.org/fair-principles/ (accessed 10 December 2022).
Gomes C Fondevila M Palomo-Díez S, et al. (2017) Phenotyping the ancient world: the physical appearance and ancestry of very degraded samples from a chalcolithic human remains. Forensic Science International: Genetics Supplement Series 6: e484–e486.
Granja R (2021) Long-range familial searches in recreational DNA databases: expansion of affected populations, the participatory turn, and the co-production of biovalue. New Genetics and Society 40(3): 331–352.
Granja R Machado H. (2020) Forensic DNA phenotyping and its politics of legitimation and contestation: views of forensic geneticists in Europe. Social Studies of Science: 1–19.
Graves JL (2004) The Race Myth: Why We Pretend Race Exists in America. New York: Dutton.
Gurovich Y Hanani Y Bar O, et al. (2019) Identifying facial phenotypes of genetic disorders using deep learning. Nature Medicine 25(1): 60–64.
Hopman R (2021) The face as folded object: race and the problems with ‘progress’ in forensic DNA phenotyping. Social Studies of Science: 1–22.
Hudson B (2003) Justice in the Risk Society: Challenging and Re-Affirming Justice in Late Modernity. London: Sage.
Hulsman LHC (1986) Critical criminology and the concept of crime. Contemporary Crisis 10: 63–80.
Jackson FL. (1992) Race and ethnicity as biological constructs. Ethnicty and Disease 2(2): 120–125.
Kayser M (2015) Forensic DNA phenotyping: predicting human appearance from crime scene material for investigative purposes. Forensic Science International: Genetics 18: 33–48.
Kayser M Schneider PM (2009) DNA-based prediction of human externally visible characteristics in forensics: motivations, scientific challenges, and ethical considerations. Forensic Science International: Genetics 3(3): 154–161.
Kellens G (2000) Punir. Pénologie & Droit des sanctions pénales. Éditions juridiques de l’Université de Liège, 91–100.
Koop BE Reckert A Becker J, et al. (2020) Epigenetic clocks may come out of rhythm-implications for the estimation of chronological age in forensic casework. International Journal of Legal Medicine 134(6): 2215–2228.
Koops B-J Schellekens MHM (2006) Forensic DNA phenotyping: regulatory issues. Columbia Science and Technology Law Review 19(1): 158–202.
Kurosaki K Matsushita T Ueda S (1993) Individual DNA identification from ancient human remains. American Journal of Human Genetics 53(3): 638–643.
Lascoumes P Nagels C (2014) Sociologie des élites délinquantes. De la criminalité en col blanc à la corruption politique. France: Armand Colin.
Lee JK Aini RQ Sya’bandari Y, et al. (2021) Biological conceptualization of race. Science and Education 30: 293–316.
Levinson JD Cai H Young D (2010) Guilty by implicit racial bias: the guilty/not guilty implicit association test. Ohio State Journal of Criminal Law 8: 187–208.
Light MT He J Robey JP (2020) Comparing crime rates between undocumented immigrants, legal immigrants, and native-born US citizens in Texas. Proceedings of the National Academy of Science 117(51): 32340–32347.
Machado H Granja R (2020) Forensic Genetics in the Governance of Crime. London: Palgrave Macmillan.
Machado H Granja R (2021) Genetic Surveillance and Crime Control: Social, Cultural, and Political Perspectives. London: Routledge.
Marano LA Fridman C (2019) DNA phenotyping: current application in forensic science. Research and Reports in Forensic Medical Science 9: 1–8.
Matheson S (2016) DNA phenotyping: snapshot of a criminal. Cell 166(5): 1061–1064.
M’charek A (2008) Silent witness, articulate collective: DNA evidence and the inference of visible traits. Bioethics 22(9): 519–528.
M’charek A Schramm K Skinner D (2014) Technologies of belonging: the absent presence of race in Europe. Science, Technology and Human Values 39(4): 459–467.
M’charek A Toom V Jong L (2020) The trouble with race in forensic identification. Science Technology and Human Values 45(5): 804–828.
M’charek A Wade P (2020) Doing the individual and the collective in forensic genetics: governance, race and restitution. BioSocieties 15: 317–328.
McSwiggan S Elger B Appelbaum PS (2017) The forensic use of behavioral genetics in criminal proceedings: case of the MAOA-L genotype. International Journal of Law and Psychiatry 50: 17–23.
Miaille M (1976) Une introduction critique au droit. Paris: Éditions Maspero.
Montelius K Lindblom B (2012) DNA analysis in disaster victim identification. Forensic Science, Medicine, and Pathology 8(2): 140–147.
Moran LA (2023) What’s in Your Genome? 90% of Your Genome is Junk. Toronto: University of Toronto Press.
Nagrecha N (2021) Disparities and discrimination in the European Union’s criminal legal systems. Report, Fair Trials.
Niemiec E Howard HC (2016) Ethical issues in consumer genome sequencing: use of consumers’ samples and data. Applied & Translational Genomics 8: 23–30.
de la Puente M Ruiz-Ramírez J Ambroa-Conde A, et al. on behalf of the VISAGE Consortium (2021) Development and evaluation of the ancestry informative marker panel of the VISAGE basic tool. Genes 12(8): 1284.
Parson W (2018) Age estimation with DNA: from forensic DNA fingerprinting to forensic (epi)genomics: a mini-review. Gerontology 64(4): 326–332.
Pašukanis E (1987) Law and Marxism, A General Theory. Revised ed. London: Pluto Press.
Paternoster R (2010) How much do we really know about criminal deterrence. Journal of Criminal Law and Criminology 100(3): 765–823.
Phillips C Prieto L Fondevila M, et al. (2009) Ancestry analysis in the 11-M Madrid bomb attack investigation. PLOS ONE 4(8): e6583.
Pośpiech E Teisseyre P Mielniczuk J, et al. (2022) Predicting physical appearance from DNA data: towards genomic solutions. Genes 13(1): 121.
Puracal JC Kaplan AB (2022) Perpetuating the presumption of guilt: the role of implicit racial bias in forensic testimony. Criminal Law Bulletin 58: 1–36.
Py B (2017) L’utilisation des caractéristiques génétiques dans les procédures judiciaires. Report, Mission de Recherche Droit et Justice. September.
Rafter N (2008) The Criminal Brain: Understanding Biological Theories of Crime. New York: NYU Press.
Rakhshan V (2015) Congenitally missing teeth (hypodontia): a review of the literature concerning the ethology, prevalence, risk factors, patterns, and treatment. Dental Research Journal (Isfahan) 12(1): 1–13.
Raoult F Gauthier R (2018) Vers la photo–ADN. Entretien avec Christian DOUTREMEPUICH, Droit Pénal 9: 25–27.
Ray T (2018) Push for forensic DNA phenotyping, ancestry testing in Germany raises discrimination concerns. Genome Web, 4 May.
Robert CN (1986) L'impératif sacrificiel: justice pénale, au-delà de l'innocence et de la culpabilité. Lausanne: Éditions d'en bas.
Rousseau P (2022) Réflexions autour de la distinction entre nécessité et proportionnalité. Amplitude du droit 1: 1–18.
Samuel G Prainsack B (2018) The regulatory landscape of forensic DNA phenotyping in Europe. Report, VISAGE, November.
Samuel G Prainsack B (2019) Civil society stakeholder views on forensic DNA phenotyping: balancing risks and benefits. Forensic Science International: Genetics 43: 102–157.
Samuel G Prainsack B (2020). Report on recommendations to address the ethical and societal challenges of FDP. Report, VISAGE, May.
Schneider PM Prainsack B Kayser M (2019) The use of forensic DNA phenotyping in predicting appearance and biogeographic ancestry. Deutsches Ärzteblatt International 116(51–52): 873–880.
Sero D Zaidi A Li J, et al. (2019) Facial recognition from DNA using face-to-DNA classifiers. Nature Communications 10(1): 1–12.
Shabani M Marelli L (2019) Re-identifiability of genomic data and the GDPR: assessing the re-identifiability of genomic data in light of the EU general data protection regulation. EMBO Reports 20(6): e48316.
Shimizu T Maeda T (2009) Prevalence and genetic basis of tooth agenesis. Japanese Dental Science Review 45(1): 52–58.
Simon D Schiemer F (2014) Crossing boundaries: complex systems, transdisciplinarity and applied impact agendas. Current Opinion in Environmental Sustainability 12: 6–11.
Smith P Goggin C Gendreau P (2002) The Effects of Prison Sentences and Intermediate Sanctions on Recidivism: General Effects and Individual Differences. Ottawa: Solicitor General Canada.
Spade D (2015) Normal Life. Administrative Violence, Critical Trans Politics, and the Limits of Law. Durham: Duke University Press.
Spólnicka M Zbieć-Piekarska R Karp M, et al. (2018) DNA Methylation signature in blood does not predict calendar age in patients with chronic lymphocytic leukaemia but may alert to the presence of disease. Forensic Science International: Genetics 34: e15–e17.
Srinivas N Ricanek K Michalski D, et al. (2020) Face recognition algorithm bias: performance differences on images of children and adults. In: Computer society conference on computer vision and pattern recognition workshops, Long Beach, CA, USA, 16–17 June 2019, 2269–2277. IEEE.
Stansfield R Stone B (2018) Thread perceptions of migrants in Britain and support for policy. Sociological Perspectives 61(4): 592–609.
Supiot E (2018) Les nouveaux usages de la génétique en matière pénale. In: Beauvais P Parizot R (eds) Les transformations de la preuve pénale. LGDJ, 97–109.
Toom V (2012) Bodies of science and law: forensic DNA profiling, biological bodies, and biopower. Journal of Law and Society 39(1): 150–166.
Toom V Wienroth M M’Charek A, et al. (2016) Approaching ethical, legal, and social issues of emerging forensic DNA phenotyping (FDP) technologies comprehensively: reply to ‘forensic DNA phenotyping: predicting human appearance from crime scene material for investigative purposes’ by Manfred Kayser. Forensic Science International: Genetics 22: e1–e4.
Tortora L Meynen G Bijlsma J, et al. (2020) Neuroprediction and A.I. in forensic psychiatry and criminal justice: a neurolaw perspective. Frontiers in Psychology 11: 1–9.
Tozzo P Politi C Delicati A, et al. (2021) External visible characteristics prediction through SNPs analysis in the forensic setting: a review. Frontiers in Bioscience–Landmark 26(10): 828–850.
Vailly J (2016) The politics of suspects’ geo-genetic origin in France: the conditions, expression, and effects of problematisation. BioSocieties 12(1): 66–88.
Vailly J (2021) Sur la trace des suspects: l’incorporation de la preuve et de l’indice à l’ère de la génétique. Paris: Éditions de la Maison des sciences de l’homme.
Vanderpuye K Mitchell C (2020) Lessons learned from the use of DNA evidence in srebrenica-related trials at the ICTY. In: Stahn C et al. (eds) Legacies of the International Criminal Tribunal for the Former Yugoslavia. Oxford: Oxford University Press, 209–224.
Weis VV (2017) Marxism and Criminology. A History of Criminal Selectivity. Chicago: Haymarket Books.
Westermark H Aronovitz A Curran J, et al. (2020) The regulation of the use of DNA in law enforcement. Report, Swiss Institute of Comparative Law. 28 August.
Wickeneiser RA (2019) Forensic genealogy, bioethics, and the golden state killer case. Forensic Science International: Synergy 1: 114–125.
Wienroth M (2018) Governing anticipatory technology practices. Forensic DNA phenotyping and the forensic genetics community in Europe. New Genetics and Society 37(2): 137–152.
Wienroth M (2020a) Socio-technical disagreements as ethical fora: Parabon NanoLab’s forensic DNA snapshot™ service at the intersection of discourses around robust science, technology validation, and commerce. BioSocieties 15: 28–45.
Wienroth M (2020b) Value beyond scientific validity: let’s RULE (reliability, utility, LEgitimacy). Journal of Responsible Innovation 7(sup1): 92–103.
Wienroth M Amankwaa AO McCartney C (2022) Integrity, trustworthiness, and effectiveness: towards an ethos for forensic genetics. Genes 13(8): 1453.
Wienroth M Granja R McCartney C, et al. (2021) Ethics as lived practice. Anticipatory capacity and ethical decision-making in forensic genetics. Genes 12(12): 1868.
Wjst M (2010) Caught you: threats to confidentiality due to the public release of large-scale genetic data sets. BMC Medical Ethics 11(21): 1–4.
Zieger M (2022) Forensic DNA phenotyping in Europe: how far may it go? Journal of Law and the Biosciences 9(2): 1–22.