Reference : Towards Legal Knowledge Management Systems for Regulatory Compliance
Scientific congresses, symposiums and conference proceedings : Paper published in a book
Engineering, computing & technology : Computer science
http://hdl.handle.net/10993/24912
Towards Legal Knowledge Management Systems for Regulatory Compliance
English
Boella, Guido [Universita' di Torino, Italy]
Hulstijn, Joris [Delft University of Technology, the Netherlands]
Humphreys, Llio mailto [Universita' di Torino, Italy]
Janssen, Marijn [Delft University of Technology, the Netherlands]
van der Torre, Leon mailto [University of Luxembourg > Faculty of Science, Technology and Communication (FSTC) > Computer Science and Communications Research Unit (CSC) >]
2012
IX Conference of the Italian Chapter of AIS
1-8
Yes
International
978-88-6685-085-4
IX Conference of the Italian Chapter of AIS
28-29 September
Rome
Italy
[en] regulatory compliance ; legal ontology ; evidence
[en] Maintaining regulatory compliance is an increasing concern. Legal Knowledge Management systems could support the work of compliance managers. However, there are challenges to overcome, of interpreting legal knowledge and mapping it onto business processes. In this discussion paper we determine requirements for Legal Knowledge Management systems that can handle these challenges. We argue that an approach to Legal Knowledge Management should consist of four pillars: (1) a legal ontology to express the legal concepts that are central to the interpretation of rules and regulations in practice, (2) natural language processing techniques, to semi-automatically populate the ontology, (3) a systematic method for mapping the legal concepts onto the actual data and business processes of a company, and (4) a method to construct an audit trail as part of the process design, providing legally acceptable evidence of compliance. The challenges are illustrated by an example of MIFID, a set of European regulations in the financial domain.
Researchers ; Professionals ; Students ; General public ; Others
http://hdl.handle.net/10993/24912
http://www.cersi.it/itais2012/
IX Conference of the Italian Chapter of AIS

File(s) associated to this reference

Fulltext file(s):

FileCommentaryVersionSizeAccess
Open access
empty_document.pdfPublisher postprint18.96 kBView/Open

Bookmark and Share SFX Query

All documents in ORBilu are protected by a user license.